Who brings criminal actions against those charged with willfully violating the Securities Act of 1933?
A)The Securities and Exchange Commission.
B)The Justice Department.
C)The Federal Securities Laws Enforcement Department.
D)The National Department of Securities Violators.

Question

Quizplus · Accepted Answer

The Justice Department is responsible for bringing criminal actions against individuals or entities that violate the Securities Act of 1933. The Securities and Exchange Commission (SEC) can bring civil actions, but criminal cases are handled by the Justice Department.

Who Brings Criminal Actions Against Those Charged with Willfully Violating