Which division of the SEC develops and administers the disclosure requirements for the securities acts and reviews all registration statements and other issue-oriented disclosures?
A) Division of Enforcement
B) Division of Corporation Finance
C) Division of Investment Management
D) Division of Market Regulation

Question

Quizplus · Accepted Answer

The Division of Corporation Finance is responsible for developing and administering the disclosure requirements for the securities acts, including reviewing registration statements and other issue-oriented disclosures. The Division of Enforcement is responsible for investigating potential violations of securities laws and bringing cases against violators. The Division of Investment Management is responsible for regulating investment companies and investment advisers. The Division of Market Regulation is responsible for overseeing the securities markets and enforcing market regulations.

Which Division of the SEC Develops and Administers the Disclosure