Which of the following is not a violation of the Sarbanes-Oxley Act (SOX) ? The management at Lasalle Investment group
A) asked their auditors to make recommendations for the redesign of their information technology system and to aid in the implementation process.
B) did not mention to auditors that the company had experienced material weaknesses in the company's internal control systems during the past year.
C) selected the company's CEO to chair the audit committee.
D) hired the manager from the external audit team as company CFO twelve months after the manager had worked on the audit.
Correct Answer:
Verified
Q28: Discuss the weaknesses in COSO's internal control
Q29: A(n)_ helps employees understand management's vision.It communicates
Q30: The Sarbanes-Oxley Act (SOX)applies to
A)all companies with
Q31: A(n)_ helps employees act ethically.
A)boundary system
B)diagnostic control
Q32: The COSO Enterprise Risk Management Integrated Framework
Q34: Nolwenn Limited has been diligent in ensuring
Q35: The COBIT5 framework primarily relates to
A)best practices
Q36: Which of the following is not a
Q37: Describe some of the most important aspects
Q38: The COSO ERM contains all five of
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