Wiley trades in securities on a regional securities exchange.These trades are subject to regulation by
A)the National Securities Markets Agency.
B)the Securities and Exchange Commission.
C)the Securities Enforcement Remedies Administration.
D)the U.S.Department of Justice.

Question

Quizplus · Accepted Answer

The Securities and Exchange Commission (SEC) is responsible for regulating securities trading in the United States, including regional securities exchanges. The other entities listed do not have regulatory authority over securities trading.

Wiley Trades in Securities on a Regional Securities Exchange