Which of the following is a "registration statement" that is filed with the SEC by a company planning to issue securities to the public?
A)Form 8-K.
B)Form S-1.
C)Form 10-Q.
D)Form 10-K.

Question

Quizplus · Accepted Answer

Form S-1 is the registration statement that must be filed with the SEC by a company planning to issue securities to the public. Forms 8-K, 10-Q, and 10-K are all periodic reports required to be filed by companies with the SEC, but are not associated with the registration of securities for public offering.

Which of the Following Is a "Registration Statement" That Is