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Which One of the Following Statements Best Describes an Effective

Question 58

Multiple Choice

Which one of the following statements best describes an effective method to help with the ease and timeliness of disclosures of conflicts of interest?


A) Use the Internet and Web-based platforms to make disclosure convenient and timely.
B) Centralize the point of contact for disclosures to only one person within the firm.
C) Make sure that employees know and understand that all such disclosures are optional.
D) Reinforce to employees that disclosures are only necessary in situations where employees are absolutely certain that a conflict of interest exists.

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