When the issuer of a security files a registration statement with the SEC, part I of the registration is:
A) The prospectus.
B) Supplemental information.
C) A letter of comments.
D) A deficiency letter.
E) None of the above.

Question

Quizplus · Accepted Answer

Part I of the registration statement filed with the SEC is the prospectus, which contains all the vital information about the security, the issuer, and the financial details related to the offering.

When the Issuer of a Security Files a Registration Statement