SEC regulation, which exempts some issues from registration, is the:
A) Regulation Q.
B) Regulation M.
C) Regulation D.
D) Regulation A.
E) None of the above.

Question

Quizplus · Accepted Answer

Regulation D provides exemptions from the registration requirements, allowing some companies to offer and sell their securities without having to register the securities with the SEC. This is often used for smaller, private offerings.

SEC Regulation, Which Exempts Some Issues from Registration, Is The