The SEC's __________ powers are primarily rooted in its role as a hearing tribunal for enforcing certain securities violations, including alleged indiscretions of brokers in their business dealings.
A) legislative
B) judicial
C) executive
D) broad

Question

Quizplus · Accepted Answer

The SEC (Securities and Exchange Commission) acts in a capacity similar to a judicial body when it enforces securities violations, including overseeing the conduct of brokers, which aligns with the description of its "judicial" powers.

The SEC's __________ Powers Are Primarily Rooted in Its Role