Approval for a registered investment company to change is investment objective from income to growth is required from which of the following?
A)the FINRA
B)the SEC
C)a majority of the shareholders
D)all of the above

Question

Quizplus · Accepted Answer

a majority of the shareholders. Any factors that materially affect the interests of shareholders must be approved by a majority vote of the shareholders.

Approval for a Registered Investment Company to Change Is Investment