When dealing with customers, financial market professionals are advised by the Model Code to clarify that all transactions are entered into solely at each partys risk by explicitly agreeing in writing that:
A) The customer understands the structure of the tran
B) The customer has made its own assessment and indep
C) No fiduciary or advisory relationship exists betwe
D) All of the above.

Question

Quizplus · Accepted Answer

All three options presented in the question (A, B, and C) are required by the Model Code for financial market professionals to clarify with customers. Therefore, the correct answer is D, all of the above.

When Dealing with Customers, Financial Market Professionals Are Advised by the Model