________ is responsible for setting and administering the disclosure requirements prescribed by the 1933 and the 1934 Securities Acts, the Public Utility Holding Company Act, and the Investment Company Act.
A)The Division of Market Regulation
B)The Division of Corporation Finance
C)The Division of Enforcement
D)The Division of Investment Management

Question

Quizplus · Accepted Answer

The Division of Corporation Finance is responsible for setting and administering the disclosure requirements prescribed by the 1933 and the 1934 Securities Acts, the Public Utility Holding Company Act, and the Investment Company Act. The Division of Market Regulation is responsible for regulating stock exchanges and markets, the Division of Enforcement is responsible for enforcing securities laws, and the Division of Investment Management is responsible for regulating investment companies and investment advisers.

________ Is Responsible for Setting and Administering the Disclosure Requirements