All new interstate security issues are regulated by the:
A)registration statement.
B)Green Shoe provision.
C)Securities Exchange Act of 1934.
D)Securities Act of 1933.
E)Federal Reserve Act of 1931.

Question

Quizplus · Accepted Answer

The Securities Act of 1933 regulates the initial issuance and sale of securities, including those sold across state lines. The Securities Exchange Act of 1934 regulates the secondary trading of securities and requires companies to report financial information. The other options are not relevant to interstate security issues.

All New Interstate Security Issues Are Regulated by The