What is the form called that is filed with the SEC and discloses the material information on a securities issuer when that issuer offers new securities to the general public?
A) Prospectus
B) Red herring
C) Indenture
D) Public disclosure statement
E) Registration statement

Question

Quizplus · Accepted Answer

A registration statement is filed with the SEC when an issuer wants to offer new securities to the general public. This statement discloses material information about the issuer, including financial statements, management background, and risk factors. It is required by law before any new securities can be offered for sale to the public.

What Is the Form Called That Is Filed with the SEC