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What Is Shelf Registration

Question 35

Multiple Choice

What is shelf registration?


A) A procedure that allows the sale of securities to a small group of knowledgeable investors without any general solicitation.
B) A procedure that allows large companies to register securities with the SEC and then sell them over a period of two years without registering again within that period.
C) A method of filing Form 10-K with the SEC.
D) The registration of mutual funds that engage in investing and trading securities.
E) The registration of securities issued in connection with business combination transactions.

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