When would a letter of comments be issued by the SEC?
A) To request clarification of a registration statement.
B) To convey your pertinent comments to the SEC.
C) In response to a company's filing of Form 8-K.
D) After receiving the company's Form 10-K.
E) To indicate that a registration statement has been approved.

Question

Quizplus · Accepted Answer

A letter of comments is issued by the SEC to request clarification or additional information regarding a registration statement filed by a company.

When Would a Letter of Comments Be Issued by the SEC