Which of the following is a correct statement regarding enforcement of the FCPA?
A) The SEC cannot investigate alleged FCPA violations.
B) The SEC cannot bring civil charges under the FCPA's bribery provisions.
C) The SEC refers criminal cases to the U.S. Justice Department for prosecution.
D) The SEC tries FCPA criminal cases internally, pursuant to the prosecutorial mandate assigned the commission under the act.

Question

Quizplus · Accepted Answer

The SEC can investigate and bring civil charges for FCPA violations, but it refers criminal cases to the U.S. Justice Department for prosecution. The SEC cannot try FCPA criminal cases internally.

Which of the Following Is a Correct Statement Regarding Enforcement