The regulates the trading in securities once they are issued.
A) Trust Indenture Act of 1939
B) Securities Act of 1933
C) Securities Exchange Act of 1934
D) Investment Company Act of 1940

Question

Quizplus · Accepted Answer

The Securities Exchange Act of 1934 regulates the trading in securities once they are issued, including oversight of the securities markets and their participants (such as securities exchanges and brokers). The Trust Indenture Act of 1939 regulates the issuance of debt securities and the protections afforded to holders of those securities, while the Securities Act of 1933 regulates the issuance of new securities to the public. The Investment Company Act of 1940 regulates mutual funds and other types of investment companies.

The Regulates the Trading in Securities Once They Are Issued