The Sec Requires Corporations to Issue _____ Describing the Firm
The SEC requires corporations to issue _____ describing the firm and the security issue it wishes to sell.
A) an advertisement
B) a prospectus
C) an underwriting journal
D) a dealer newsletter
E) none of these
Which of the following is a true statement about the Dow Jones Industrial Average?
A) It is based on 30 industrial stocks.
B) It is based on 50 transportation stocks.
C) It is a composite index for the 500 largest industrial publicly traded companies.
D) It is based on 100 utilities stocks.
E) It contains 50 blue chip stocks.
If a company's common stock is traded on an exchange,the company is said to be:
A) an exchange member.
B) seated on the exchange.
C) marketed on the exchange.
D) listed on the exchange.
E) licensed by the exchange.
The _____ is not an organized security exchange.
A) New York Stock Exchange
B) American Stock Exchange
C) Midwest Stock Exchange
D) Pacific Stock Exchange
E) Over-the-Counter Exchange