[Solved] Advisors at Broker-Dealers Must

Question 113
Multiple Choice
Question 113

Advisors at broker-dealers must

A) learn enough about their clients' goals, attitudes, and risk tolerance to make suitable recommendations.
B) only make recommendations in their clients' best interest, even if that means terminating the relationship.
C) have their clients complete a federally regulated questionnaire about their goals, attitudes, and risk tolerance.
D) None of these answer choices are correct.

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