The registration statement to be filed with the Securities and Exchange Commission (SEC)includes
A) statements which allow the holder to buy securities at a specified price within a designated time limit.
B) a written promise to repay a specified sum of money plus interest at a specified rate and length of time to fulfill the promise.
C) statements that show ownership of a bond, stock or other security.
D) an annual report on the activities of an organization distributed among its stakeholders.
E) a detailed disclosure of financial information about the issuer and the controlling individuals involved in the offering of securities for sale to the public.

Question

Quizplus · Accepted Answer

The Securities Act of 1933 contains detailed provisions relating to the registration of securities. These provisions require that a registration statement be filed with the Securities and Exchange Commission. The statement includes a detailed disclosure of financial information about the issuer and the controlling individuals involved in the offering of securities for sale to the public.

The Registration Statement to Be Filed with the Securities and Exchange