The practice of positioning stock in response to a customer's order and immediately after marking it up for resale to the customer is:
A)a factor to consider in the FINRA guideline
B)a simultaneous transaction
C)a riskless transaction
D)all of the above

Question

Quizplus · Accepted Answer

all of the above. A transaction that is simultaneous and thus riskless calls for a smaller than usual markup under FINRA guidelines.

The Practice of Positioning Stock in Response to a Customer's