With few exceptions, an issuer must file preliminary proxy statements and forms with the SEC at least 10 days before they are sent to investors.

Question

Quizplus · Accepted Answer

The Securities Exchange Act of 1934 requires issuers to file preliminary proxy statements with the SEC at least 10 days before they are sent to investors, allowing the SEC to review and request revisions if necessary, although there are some exceptions to this rule.

With Few Exceptions, an Issuer Must File Preliminary Proxy Statements