An investor cannot effectively object to the delegation of the selection of his or her investments under a contract with one financial advisor to another.

Question

Quizplus · Accepted Answer

An investor can object to the delegation of the selection of his or her investments under a contract with one financial advisor to another, as the terms of the contract and the fiduciary duties of the advisor typically allow for input and consent from the investor regarding significant changes, including delegation of investment selection responsibilities.

An Investor Cannot Effectively Object to the Delegation of the Selection