Which one of the following regulates the initial offering of securities by a company or underwriter?
A) The Securities Act of 1933.
B) The Securities Exchange Act of 1934.
C) The Investment Company Act of 1940.
D) The Investment Advisers Act of 1940.
E) The Sarbanes-Oxley Act of 2002.

Question

Quizplus · Accepted Answer

The Securities Act of 1933 regulates the initial offering of securities by a company or underwriter, requiring registration and disclosure to protect investors.

Which One of the Following Regulates the Initial Offering of Securities